Leader Development is Not a Luxury

Federal News Radio’s Jason Miller had a story on April 2 with the headline “Better trained supervisors key to improving morale.” Jason reported on WFED’s CHCO survey and an interview Francis Rose conducted with NASA CHCO Jeri Buchholz. The CHCO survey and Jeri stressed the need for leader development as a means of improving employee morale. I believe Jeri and my former CHCO colleagues are spot on. Absent significant investment in developing the leadership abilities of supervisors, the Federal government is going to have morale and performance issues for years to come.

I have heard comments from folks who say the emphasis on leader development and the role of leaders in driving Federal Employee Viewpoint Survey (FEVS) results is an indictment of supervisors. Nothing could be further from the truth. If it is an indictment of anything, it is the culture that says investing in supervisor training is a waste of time and money. That culture has resulted in budget cuts for training programs, a lack of emphasis on developing the so-called “soft skills” of leadership, and a belief that mission-related training is always more valuable than leader development.  Such beliefs harm agencies terribly. Here is why.

Supervisors drive culture and morale. Other than demographic questions, the FEVS has 84 questions. Of those, 65 are under the control of supervisors and managers. Here is are the 2013 FEVS Questions with the 65 highlighted. So why not blame the supervisors? Easy – it is generally not their fault. For the most part, people are selected for supervisory jobs based upon their technical skills. If we are filling a basket weaver supervisor, we generally look at the basket weavers and pick the one the selecting official believes is the best basket weaver. In many cases there is little real consideration, and certainly no structured assessment, of that person’s leadership abilities. Once they are selected, we put them into a job that requires a completely different skill set from basket weaving and give them little, if any, real training to develop that new skill set. Many agencies send supervisors to a class that is called supervisory training, but it is really just training supervisors on the basics of writing job descriptions, using the rating system, and other basic HR-related skills. The “soft skills” are notably absent in many of these programs. So – we select people who are very good at what they do, but not at what we are selecting them for, do little to develop them, and then blame them for our problems. It seems that is grossly unfair to the supervisors and the people they supervise.

It isn’t that there is no interest by supervisors in real training. At the Defense Logistics Agency, we implemented a comprehensive program for newly selected supervisors. It was so successful, we started getting complaints from people who had been in supervisory jobs prior to the program’s start asking why they could not have the same training. It was clear these folks wanted to do a good job. They wanted the training. Our response was to create a “retrofit” program to give them similar training.

If there is clearly a demand and a need, why does real leader development not happen? For many agencies, it is because leader development is not treated as a budget priority. With shrinking budgets and everyone competing for a diminishing pot of dollars, tradeoffs have to be made. Training has not traditionally been viewed as one of the priorities, and leader development has drawn the short straw when the limited training dollars are allocated. There is often a mistaken belief that it would appear selfish for agency leadership to devote dollars to training supervisors when their employees are not getting the training they need. I believe that view, while it is based on the best of intentions, actually harms the very employees it is trying to protect. If employee views are so dramatically shaped by the quality of supervisors as shown by the FEVS, investing in leaders is investing in employees. In addition to the benefits for employees, there is also a benefit to customers of the agency. At DLA, we conducted both employee and customer surveys. We found a very strong correlation between our employees’ views and how our customers rated the quality of support they got from DLA. On some questions, such as “I have the information I need to do my job,” the correlation coefficient was +.90 or better. It was clear that how we treated our employees was directly related to how our customers perceived the service they got from DLA.

With supervisory skills being so directly related to the FEVS results, and employee perceptions being so directly related to customer outcomes, it is clear that developing leaders is not a luxury. It is not a selfish use of precious resources for supervisors and managers’ own benefit. It can and will drive agency results and make the government a better employer. That makes it a necessity.

Finally, a New Emphasis on Training

Both the Washington Post’s Joe Davidson and Federal News Radio‘s Jason Miller reported on March 3 that the Obama Administration will include increased attention to employee training needs in the President’s proposed 2015 budget. The reports are based upon comments made by OPM Director Katherine Archuleta at the National Treasury Employees Union legislative conference last week. Federal News Radio reports Director Archuleta said “The President’s budget proposal will include measures to improve federal employee training and support an exchange of training ideas across government, part of the conversation that [NTEU President] Colleen [Kelley] and other labor representatives are going to be having in the Labor Management Council. We need to learn from one another about what works. We need to be able to talk about our successes.”

It’s about time. For far too long Federal agencies have looked to the training budget as one of the first places to cut (after travel) when budgets are tight.  Training cuts are among the most shortsighted of the budget cutting options. They trade small savings today for a lack of capability tomorrow. Although such cuts are typically justified by claims that they are to protect dollars devoted to the mission, the result is that employees do not have current training on crucial mission skills. The renewed emphasis on training in the 2015 budget is a good sign that the dark times for employee training may be coming to an end. I was also pleased to see Director Archuleta’s focus on sharing information regarding learning about what works.

“What works” is sometimes difficult to define other than through anecdotal evidence. One key shortcoming in many training programs is evaluation of their effectiveness. Real training evaluation goes far beyond simply asking class attendees if they liked the training or asking managers if they think their employees did better after training. Done properly, training evaluation can help agencies determine whether employee skills, customer experiences and mission outcomes are improved by specific training. If more training programs were accompanied by proper evaluations, we would learn far more about “what works” and what does not. That would lead to far better use of training dollars and better outcomes.

One area where we have a good idea of “what works” is leader development. Other than core mission skills, leader development is one of the best investments in training dollars. Money spent on leader development is leveraged by the effects leaders have on the people they lead. With many of the bad results evidenced by the Federal Employee Viewpoint Survey being directly or indirectly caused by the quality of supervision, the amount of goodness that can result from effective leader development programs is tremendous. Given that, and the fact that even with more dollars training budgets will be tight, how can agencies make certain they spend their dollars wisely?

Recently my ICF International colleague Ethan Sanders and I discussed the issue and the results of a study Ethan, our colleagues Lisa Gabel, Kate Harker and students from Penn State conducted for ICF and the American Society for Training and Development (ASTD) on the subject. The report of that research, “The Impact of Leader Development Programs,” looks at the most effective methods of linking leader development programs to organizational impact measures. The study focused on three specific research questions:

  1. What are the best examples of organizations that are able to measure the impact of leadership development programs?
  2. What are the specific techniques and the required context that these organizations need to link leadership development content to organizational metrics?
  3. Can these best practices be transplanted into other organizations, thereby allowing them to assess and improve the outcomes of their leadership development programs?

Following interviews with an expert panel (including Chief Learning Officers), conducting a literature review, doing “best case” interviews and administering two surveys, the research resulted in several key findings.

  • It is possible to effectively (and efficiently) link the outcomes of leadership development to organizational success measures. It is exceedingly rare to find organizations that do it well and it definitely takes some practice to do it well.
  • Best Case organizations who do evaluation well, report it taking far fewer resources (time, people, money) than those who speculate about the difficulty of implementing a robust evaluation systems.
  • Organizations that already have a culture around measurement (i.e., measuring the effectiveness of programs, service, success, etc..) have a much easier time standing-up a training evaluation system for leadership development.
  • There are a lot of techniques out there (some more qualitative in nature, some more quantitative) that can work for different organizations, but you have to select ones that fit your organization. The study identified 29 techniques.
  • Best Case organizations have baseline data, a formal evaluation plan in place, and use more advanced types of measurement approaches such as control groups and time-series approaches.
  • ROI measurement is still very low in the profession.
The good news from the report and literature review is that it is clear that training programs in general can benefit from evaluations of their effectiveness. Training evaluation is not only less resource intensive than many people believe, but there are also many effective techniques that can be used and tailored to fit the culture, mission and requirements of the organization. If agencies become more committed to training evaluation, the Federal government will gain far more knowledge about effectiveness of programs, ways to get better results with fewer dollars, and the real mission benefits of training. That knowledge can serve as the basis for the business case for increased investment in training and the improved results it can produce.